Alex Kei Hoi Shum
岑旗開
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Kei Hoi Shum (岑旗開), a licensed former licensee with CE reference AEQ979. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-13 | 2008-06-16 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-10-21 | 2011-04-15 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-08-01 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-08-01 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 9 - Asset management | present | 2004-08-01 |