Carlotta Ka Lok Foo
傅家樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carlotta Ka Lok Foo (傅家樂), a licensed former licensee with CE reference AEQ437. This person has 9.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Double Haven Capital (Hong Kong) Limited | Rep | Type 9 - Asset management | 2008-04-09 | 2012-09-28 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-03-08 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2008-03-08 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2008-03-08 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2008-03-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carlotta Ka Lok Foo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.