James Wardell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Wardell, a licensed former licensee with CE reference AEP333. This person has 4.9 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JFAC Corporate Finance Limited 創建富泰融資顧問有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2008-03-07 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as James Wardell during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Frederick Chi Ching Leung | JFAC Corporate Finance Limited | 2003–2008 |