Samuel Kwok Sum Chan
陳國心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Kwok Sum Chan (陳國心), a licensed former licensee with CE reference AEP317. This person has 1.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-11-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-01 |
| Merrill Lynch Far East Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-11-01 |