Samuel Kwok Sum Chan
陳國心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Kwok Sum Chan (陳國心), a licensed former licensee with CE reference AEP317. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | present | 2004-11-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | present | 2004-11-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | present | 2004-11-01 |
| Merrill Lynch Far East Limited | Rep | Type 9 - Asset management | present | 2004-11-01 |