Kwok Wah Shum
沈國華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wah Shum (沈國華), CE reference AEO858. Currently licensed at 1 firm(s): Good Harvest Securities Company Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Good Harvest Securities Company Limited 豐年證券投資有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Good Harvest Securities Company Limited 豐年證券投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-26 |
| Good Harvest Securities Company Limited 豐年證券投資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-26 |
| Good Harvest Securities Company Limited 豐年證券投資有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-26 |