Hok Chi Chow
周學智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hok Chi Chow (周學智), a licensed former licensee with CE reference AEO699. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-03 | 2005-11-08 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-12 | 2005-06-03 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-05-06 | 2004-10-11 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-10-11 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-04 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-04 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-05-04 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-04 |