Kwok Leung Dennis Chan
陳國樑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Leung Dennis Chan (陳國樑), a licensed former licensee with CE reference AEO546. This person has 19.1 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AAA Securities Co. Limited | RO | Type 1 - Dealing in securities | 2016-11-02 | 2025-10-26 |
| Hana Asia Limited 韓亞(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2012-08-24 | 2014-06-03 |
| Hana Asia Limited 韓亞(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2012-08-24 | 2014-06-03 |
| Hana Asia Limited 韓亞(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-20 | 2012-08-24 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-10 | 2011-08-22 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 7 - Providing automated trading services | 2009-11-26 | 2010-05-11 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2010-05-11 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-10-31 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-04 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-02-04 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-04 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-04 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Leung Dennis Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.