Douglas James Naismith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas James Naismith, a licensed former licensee with CE reference AEO040. This person has 2.4 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-01 | 2007-06-08 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-07-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-07-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-07-31 |