Charmaine Tsien Wen Shen
沈倩文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charmaine Tsien Wen Shen (沈倩文), a licensed former licensee with CE reference AEN546. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-17 | 2012-06-22 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 9 — Asset management | 2011-06-17 | 2011-12-31 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-07 | 2011-12-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-04 | 2009-11-05 |