Shih-Ying Hsieh
謝士英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shih-Ying Hsieh (謝士英), a licensed former licensee with CE reference AEM874. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSC Financial Services Limited 群益金融服務有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-01-12 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-01-12 |
| CSC Financial Services Limited 群益金融服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-11 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-11 |
| CSC Financial Services Limited 群益金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-11 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-11 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-11 |
| CSC Financial Services Limited 群益金融服務有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-11 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-11 |