Roy Adi Sudirman
沈振凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roy Adi Sudirman (沈振凱), a licensed former licensee with CE reference AEM706. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-08-12 | 2005-09-07 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-09-07 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-08 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-08 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-08 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-08 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-08 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-08 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-08 |