Yuen Ki Chan
陳婉琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ki Chan (陳婉琪), a licensed former licensee with CE reference AEM643. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-14 | 2015-06-05 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-14 | 2015-06-05 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-01-31 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2014-01-31 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-25 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-25 |