Raymond Ming Tsun Law
羅明俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Ming Tsun Law (羅明俊), a licensed former licensee with CE reference AEM499. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-23 | 2012-02-16 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-04 | 2009-07-11 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-07 | 2005-02-25 |