Ringo Ka Chun Lau
劉家俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ringo Ka Chun Lau (劉家俊), a licensed former licensee with CE reference AEL837. This person has 12.8 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-12 | 2025-06-30 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-08 | 2011-11-21 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-02-08 | 2011-11-21 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-02-08 | 2011-11-21 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2003-09-23 | 2009-05-15 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
RO | Type 4 - Advising on securities | 2003-09-23 | 2009-05-15 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
RO | Type 9 - Asset management | 2003-09-23 | 2009-05-01 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-23 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-23 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-11 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ringo Ka Chun Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.