Ringo Ka Chun Lau
劉家俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ringo Ka Chun Lau (劉家俊), a licensed former licensee with CE reference AEL837. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-12 | 2025-06-30 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-08 | 2011-11-21 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-08 | 2011-11-21 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-02-08 | 2011-11-21 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2003-09-23 | 2009-05-15 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
RO | Type 4 — Advising on securities | 2003-09-23 | 2009-05-15 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
RO | Type 9 — Asset management | 2003-09-23 | 2009-05-01 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-23 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-23 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-11 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-23 |