Kenneth Tze Chiu Au

區子超
CE No. AEL783 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Tze Chiu Au (區子超), a licensed former licensee with CE reference AEL783. This person has 21.0 years of SFC licence history. Total licence records on file: 4.

Information

LinkedIn:
Email:

Licence history

FirmRoleRegulated activityFromTo
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 1 - Dealing in securities 2005-10-26 2024-08-09
Phillip Commodities (HK) Limited
輝立商品(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2005-10-26 2024-08-09
Karl Thomson Investment Consultants Limited
高信投資顧問有限公司
Rep Type 4 - Advising on securities 2003-09-03 2005-10-07
Gayang Securities Limited
嘉銀證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-05-12

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kenneth Tze Chiu Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Sun Ching Venus Ngai Karl Thomson Investment Consultants Limited 2003–2005
Kin Hung Adam Tsung Karl Thomson Investment Consultants Limited 2003–2005
Chi Fai Kong Karl Thomson Investment Consultants Limited 2003–2005
Man Kuen Yiu Karl Thomson Investment Consultants Limited 2003–2005
Po Chu Leung Karl Thomson Investment Consultants Limited 2004–2005
Kin So Karl Thomson Investment Consultants Limited 2003–2005
Kwok Lun Nam Karl Thomson Investment Consultants Limited 2003–2005
Yuen Ting Kwok Karl Thomson Investment Consultants Limited 2003–2005
Darryl Si Luen Fung Karl Thomson Investment Consultants Limited 2003–2005
Chak Keung Ngan Karl Thomson Investment Consultants Limited 2003–2005
Anthony Chun Man Cheung Karl Thomson Investment Consultants Limited 2003–2005
Wing Yi Cheng Karl Thomson Investment Consultants Limited 2003–2005
Wing Fai Ho Karl Thomson Investment Consultants Limited 2003–2005
Cindy Wai Chu Kwok Karl Thomson Investment Consultants Limited 2003–2005
Kwok Keung Lee Karl Thomson Investment Consultants Limited 2003–2005
Wai Leung Lam Karl Thomson Investment Consultants Limited 2003–2005
Priscilla Chung Han Mo Karl Thomson Investment Consultants Limited 2003–2005
Hing Hung Shum Karl Thomson Investment Consultants Limited 2003–2005
Yuk Fong Sendy Li Karl Thomson Investment Consultants Limited 2004–2005
Wing Sum Li Karl Thomson Investment Consultants Limited 2003–2004
Explore the interactive colleague network →

Related