Nien Chang Wu
吳年昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nien Chang Wu (吳年昌), a licensed former licensee with CE reference AEK366. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2012-01-16 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-29 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-29 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-21 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-29 |