Nien Chang Wu
吳年昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nien Chang Wu (吳年昌), a licensed former licensee with CE reference AEK366. This person has 8.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2012-01-16 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-29 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-29 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-21 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-29 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Nien Chang Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.