Chi Wai (SFC:AEJ931) Yeung
楊志偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wai (SFC:AEJ931) Yeung (楊志偉), a licensed former licensee with CE reference AEJ931. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
RO | Type 4 — Advising on securities | 2007-01-11 | 2007-07-11 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
RO | Type 9 — Asset management | 2007-01-11 | 2007-07-11 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-01-11 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-18 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-18 |