Simon Yau Wing Chan
陳友榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Yau Wing Chan (陳友榮), a licensed former licensee with CE reference AEJ817. This person has 12.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Corrington Securities & Investment Limited 哥連頓證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2015-03-17 | 2015-08-24 |
| Corrington Securities & Investment Limited 哥連頓證券投資有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2015-03-17 |
| Corrington Securities & Investment Limited 哥連頓證券投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-10 |
| Corrington Securities & Investment Limited 哥連頓證券投資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-10 |
| Corrington Securities & Investment Limited 哥連頓證券投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-10 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Yau Wing Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yi Chun Haung | Corrington Securities & Investment Limited | 2003–2015 |
| Stephen Kai Cheuk Chan | Corrington Securities & Investment Limited | 2003–2009 |
| Peter Yiu Fat Tsang | Corrington Securities & Investment Limited | 2009–2015 |
| Kam Cheung Chan | Corrington Securities & Investment Limited | 2015 |