Simon Yau Wing Chan
陳友榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Yau Wing Chan (陳友榮), a licensed former licensee with CE reference AEJ817. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Corrington Securities & Investment Limited 哥連頓證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2015-03-17 | 2015-08-24 |
| Corrington Securities & Investment Limited 哥連頓證券投資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2015-03-17 |
| Corrington Securities & Investment Limited 哥連頓證券投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-10 |
| Corrington Securities & Investment Limited 哥連頓證券投資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-10 |
| Corrington Securities & Investment Limited 哥連頓證券投資有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-10 |