Hin Kwan Pang
彭顯君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hin Kwan Pang (彭顯君), a licensed former licensee with CE reference AEJ242. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-21 | 2018-03-31 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-21 | 2018-03-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-03 | 2012-12-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-03 | 2012-12-01 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-23 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-23 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-23 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-23 |