Andrew King Kwok Yau
游經國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew King Kwok Yau (游經國), a licensed former licensee with CE reference AEJ184. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2020-09-17 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-03 | 2020-09-17 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-11 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-01 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-02-01 | 2020-09-17 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-06 | 2005-01-14 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-07-06 | 2005-01-14 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 - Providing automated trading services | 2004-07-06 | 2005-01-14 |