Wan Wai Yip
葉宏偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Wai Yip (葉宏偉), a licensed former licensee with CE reference AEI988. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-30 | 2005-11-27 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-07-05 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-09 |