Thomas Yuk Chee Lee
李旭智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Yuk Chee Lee (李旭智), a licensed former licensee with CE reference AEI544. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JL Capital (Hong Kong) Pte Limited |
RO | Type 9 — Asset management | 2007-06-11 | 2009-01-01 |
| JL Capital (Hong Kong) Pte Limited |
Rep | Type 9 — Asset management | 2006-11-14 | 2007-06-11 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-10-07 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-08-30 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-30 |