Tong Heng Ngo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tong Heng Ngo ( ), a licensed former licensee with CE reference AEI530. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2014-07-10 | 2015-07-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-07-10 | 2015-07-01 |
| CES International Commodities (HK) Limited | RO | Type 2 — Dealing in futures contracts | 2014-07-10 | 2015-07-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-04 | 2014-07-10 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-11-04 | 2014-07-10 |
| De Riva Asia Limited |
RO | Type 1 — Dealing in securities | 2010-07-29 | 2013-06-28 |
| De Riva Asia Limited |
RO | Type 2 — Dealing in futures contracts | 2010-07-29 | 2013-06-28 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-20 | 2010-07-01 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-20 | 2010-07-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-11-20 | 2010-07-01 |