Wai Man (SFC:AEI210) Kam
甘偉民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man (SFC:AEI210) Kam (甘偉民), CE reference AEI210. Currently licensed at 1 firm(s): Innovax Capital Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovax Capital Limited 創陞融資有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-15 | present |
| Innovax Capital Limited 創陞融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-04-19 | present |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-22 | 2022-02-15 |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-02-22 | 2017-04-19 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-10 | 2017-02-17 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-10 | 2017-02-17 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-09-24 | 2017-02-17 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-12-08 | 2007-09-24 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-05 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-11-19 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-05 |