Wai Man Raymond Chan
陳偉民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man Raymond Chan (陳偉民), a licensed former licensee with CE reference AEI190. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HK Noble Sky Treasure Securities Limited 香港天富寶証券有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-03 | 2020-07-03 |
| HK Noble Sky Treasure Securities Limited 香港天富寶証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-10-03 | 2020-01-22 |
| HK Noble Sky Treasure Securities Limited 香港天富寶証券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-02 | 2018-10-03 |
| HK Noble Sky Treasure Securities Limited 香港天富寶証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-10-02 | 2018-10-03 |
| Forwin Securities Group Limited 富榮證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-13 | 2018-09-28 |
| Forwin Futures Group Limited 富榮期貨集團有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-09-13 | 2018-09-28 |
| HK Noble Sky Treasure Securities Limited 香港天富寶証券有限公司 |
RO | Type 1 — Dealing in securities | 2015-11-16 | 2017-09-04 |
| HK Noble Sky Treasure Securities Limited 香港天富寶証券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-26 | 2015-11-16 |
| HK Noble Sky Treasure Securities Limited 香港天富寶証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-07-18 | 2017-09-04 |
| Realink Financial Trade Limited 滙信理財有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-09-28 | 2014-07-12 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-01-06 | 2011-09-28 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-26 | 2014-07-12 |