Siu Po Ho
何小寶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Po Ho (何小寶), a licensed former licensee with CE reference AEG461. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-06 | 2017-10-27 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-14 | 2014-05-07 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-14 | 2014-05-07 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-14 | 2013-10-19 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-14 | 2013-10-19 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-10-25 | 2013-05-02 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2013-05-02 |
| DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-25 |
| DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-12-11 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-21 |
| DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-21 |
| DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-10-21 |
| DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-21 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-13 |
| DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-21 |
| DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-21 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-13 |