Michael Koping Shen
沈可平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Koping Shen (沈可平), a licensed former licensee with CE reference AEE687. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bond Trust Limited 中盛証券 |
Rep | Type 4 — Advising on securities | 2016-07-14 | 2020-01-29 |
| Bond Trust Limited 中盛証券 |
Rep | Type 9 — Asset management | 2016-07-14 | 2020-01-29 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-09-09 | 2014-09-05 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2013-09-09 | 2014-09-05 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-04-27 | 2010-09-01 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
RO | Type 9 — Asset management | present | 2010-09-01 |