Joseph Kwok Kwai Yim
嚴國貴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Kwok Kwai Yim (嚴國貴), a licensed former licensee with CE reference AED501. This person has 14.0 years of SFC licence history. Total licence records on file: 11.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-11 | 2017-03-31 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-05-11 | 2017-03-31 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-11 | 2017-03-31 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2016-05-11 | 2017-03-31 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2016-04-28 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2016-04-28 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2016-04-28 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2016-04-28 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-29 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-29 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joseph Kwok Kwai Yim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.