David Thomas Russell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Thomas Russell, a licensed former licensee with CE reference AEC988. This person has 0.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirabaud (Asia) Limited | Rep | Type 1 - Dealing in securities | 2009-08-25 | 2010-05-05 |
| Mirabaud (Asia) Limited | Rep | Type 4 - Advising on securities | 2009-08-25 | 2010-05-05 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as David Thomas Russell during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tsz Wai Wong | Mirabaud (Asia) Limited | 2009–2010 |
| Robert Francis Edwin Burr | Mirabaud (Asia) Limited | 2009–2010 |
| Fraser John Glasgow | Mirabaud (Asia) Limited | 2009–2010 |
| Simon Edward Albert Kelt | Mirabaud (Asia) Limited | 2009–2010 |
| Andrew Sidney Robert Mathers | Mirabaud (Asia) Limited | 2009–2010 |
| Giles Philip Maxwell Morland | Mirabaud (Asia) Limited | 2009–2010 |
| Richard John Seaward | Mirabaud (Asia) Limited | 2009–2010 |
| Mei Yee Woo | Mirabaud (Asia) Limited | 2009–2010 |
| Charles Henry Roger Streeter | Mirabaud (Asia) Limited | 2009–2010 |
| Neil Lionel Newman | Mirabaud (Asia) Limited | 2009–2010 |
| Arthur Michael Jesson | Mirabaud (Asia) Limited | 2010 |