Isao Shoji
東海林功
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Isao Shoji (東海林功), a licensed former licensee with CE reference AEC832. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | present | 2013-08-23 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-07-14 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-07-14 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
RO | Type 9 — Asset management | present | 2004-07-14 |