Sunil Kumar Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sunil Kumar Gupta ( ), a licensed former licensee with CE reference AEC201. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-23 | 2010-06-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-05 | 2011-05-16 |