Kwok Sun (SFC:AEB071) Lo
盧國燊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Sun (SFC:AEB071) Lo (盧國燊), a licensed former licensee with CE reference AEB071. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2003-07-16 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2003-07-16 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-06-05 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2003-06-05 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-06-05 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-06-05 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2003-06-05 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2003-06-05 |