Jim Pang
彭嘉杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jim Pang (彭嘉杰), a licensed former licensee with CE reference AEA648. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-07-12 | 2004-10-06 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 — Asset management | 2004-07-12 | 2004-10-06 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-05 | 2004-07-08 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-03-05 | 2004-10-06 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
Rep | Type 9 — Asset management | 2004-03-05 | 2004-10-06 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2003-09-05 | 2004-03-05 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-09-05 | 2004-03-05 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 9 — Asset management | 2003-09-05 | 2004-03-05 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-05 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-05 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-05 |