Fai Kwok
郭輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fai Kwok (郭輝), a licensed former licensee with CE reference AEA575. This person has 21.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taifair Securities Limited 大輝證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-06-10 | 2024-07-01 |
| Taifair Securities Limited 大輝證券有限公司 |
RO | Type 4 - Advising on securities | 2004-06-10 | 2005-01-05 |
| Taifair Securities Limited 大輝證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-06-10 |
| Taifair Futures Limited 大輝期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2024-07-01 |
| Taifair Securities Limited 大輝證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-10 |
| Taifair Futures Limited 大輝期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-05 |
| Taifair Securities Limited 大輝證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-18 |
| Taifair Futures Limited 大輝期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-18 |
| Taifair Securities Limited 大輝證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-18 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Fai Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Alan Chin Wing Choy | Taifair Futures Limited | 2003–2024 |
| Michael Sze Shing Ng | Taifair Futures Limited | 2003–2024 |
| Thomas Hin Fan Fung | Taifair Futures Limited | 2003–2024 |
| Man Nei Leung | Taifair Securities Limited | 2003–2024 |
| Kwun Chuen Chu | Taifair Securities Limited | 2003–2024 |
| Ka Shing Pun | Taifair Securities Limited | 2003–2024 |
| Wa Shan Chang | Taifair Futures Limited | 2003–2012 |
| Kai Leung Sin | Taifair Securities Limited | 2003–2020 |
| Peter Man Chuen Tam | Taifair Securities Limited | 2003–2010 |
| Ka Ming Lam | Taifair Securities Limited | 2003–2010 |
| Stephen Hon Keet Low | Taifair Securities Limited | 2003–2009 |
| Kam Fan Lau | Taifair Securities Limited | 2003–2007 |
| Angela Kwai Chun Lau | Taifair Securities Limited | 2003–2004 |
| Wang Hoi Chan | Taifair Securities Limited | 2003 |