Raymond Cheuk Ming Chan
陳焯明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Cheuk Ming Chan (陳焯明), a licensed former licensee with CE reference AEA473. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-07 | 2024-08-31 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-30 | 2006-06-25 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-19 | 2003-10-21 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-09-19 | 2003-10-21 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-01 |