Kam Sau Chiu
趙錦綉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Sau Chiu (趙錦綉), a licensed former licensee with CE reference ADZ122. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-03 | 2006-12-01 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-14 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-14 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-14 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-04-14 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-14 |