Kenneth Wai Hung Or
柯為雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Wai Hung Or (柯為雄), a licensed former licensee with CE reference ADY282. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-21 | 2010-05-18 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-10-21 |
| Prudence Futures Limited 寶豐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2004-04-16 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-25 |
| Prudence Futures Limited 寶豐期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-04-16 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-25 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-25 |
| Prudence Futures Limited 寶豐期貨有限公司 |
RO | Type 9 — Asset management | present | 2004-04-16 |