Daniel Alain Ghirardi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Alain Ghirardi ( ), a licensed former licensee with CE reference ADX446. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2012-05-22 | 2014-09-30 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2011-10-06 | 2013-06-30 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2011-07-11 | 2011-10-06 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2011-01-11 | 2014-09-30 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2011-01-11 | 2011-07-11 |