Sau Ying Tam
譚秀英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Ying Tam (譚秀英), a licensed former licensee with CE reference ADX019. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Montgomery Securities Limited 萬金來證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2023-02-08 |
| Montgomery Securities Limited 萬金來證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-08-06 |
| Montgomery Securities Limited 萬金來證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-08-06 |
| Montgomery Securities Limited 萬金來證券有限公司 |
Rep | Type 9 - Asset management | present | 2003-08-06 |