Sau Ying Tam
譚秀英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Ying Tam (譚秀英), a licensed former licensee with CE reference ADX019. This person has 19.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Montgomery Securities Limited 萬金來證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2023-02-08 |
| Montgomery Securities Limited 萬金來證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-06 |
| Montgomery Securities Limited 萬金來證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-06 |
| Montgomery Securities Limited 萬金來證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-06 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Sau Ying Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Lin Hing Chow | Montgomery Securities Limited | 2003–2023 |
| Amy Ching Sau Ma | Montgomery Securities Limited | 2003–2023 |
| Alfred Ching Kuen Ma | Montgomery Securities Limited | 2003–2023 |
| Janny Ting Lin Fung | Montgomery Securities Limited | 2003–2011 |
| Yin Ying Chu | Montgomery Securities Limited | 2003–2009 |