Wai Ming Lam
林慧明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming Lam (林慧明), a licensed former licensee with CE reference ADW730. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Enterprises (Investment) Limited 萬利企業(投資)有限公司 |
RO | Type 1 - Dealing in securities | present | 2011-10-08 |
| Victory Enterprises (Investment) Limited 萬利企業(投資)有限公司 |
RO | Type 4 - Advising on securities | present | 2005-01-20 |
| Victory Enterprises (Investment) Limited 萬利企業(投資)有限公司 |
RO | Type 6 - Advising on corporate finance | present | 2005-01-20 |
| Victory Enterprises (Investment) Limited 萬利企業(投資)有限公司 |
RO | Type 9 - Asset management | present | 2005-01-20 |