Soo Hock Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soo Hock Tan ( ), a licensed former licensee with CE reference ADV311. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-09 | 2008-02-13 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | present | 2008-02-13 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | present | 2003-12-31 |