Tak Ming (SFC:ADV238) Wong
黃德明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Ming (SFC:ADV238) Wong (黃德明), a licensed former licensee with CE reference ADV238. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-05 | 2005-04-19 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-02 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-18 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-18 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-18 |