Shiu Leung Alex Au
區肇良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Leung Alex Au (區肇良), a licensed former licensee with CE reference ADU801. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2003-11-26 | 2004-07-26 |
| ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2003-11-26 | 2004-07-26 |
| ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2003-11-26 | 2004-07-26 |