Yu Kwai Tse
謝如桂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Kwai Tse (謝如桂), a licensed former licensee with CE reference ADU514. This person has 1.4 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-09-03 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-20 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-20 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Kwai Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.