Yu Kwai Tse
謝如桂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Kwai Tse (謝如桂), a licensed former licensee with CE reference ADU514. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2004-09-03 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-01-20 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-01-20 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | present | 2004-01-20 |