Wai Tak Kwok
郭偉德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Tak Kwok (郭偉德), a licensed former licensee with CE reference ADT701. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-12 | 2014-01-18 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-25 | 2008-12-24 |
| Great Honest Investment Company Limited 浩誠證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2007-11-12 |
| Great Honest Investment Company Limited 浩誠證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-04-01 |
| Great Honest Investment Company Limited 浩誠證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-04-01 |
| Great Honest Investment Company Limited 浩誠證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-04-01 |