Shu Fan (SFC:ADT668) Lee
李樹勛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Fan (SFC:ADT668) Lee (李樹勛), CE reference ADT668. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tarascon Capital Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2017-07-26 | 2023-09-30 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 4 — Advising on securities | 2015-02-17 | 2017-07-14 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 9 — Asset management | 2015-02-17 | 2017-07-14 |
| Nuoxin Capital (Hong Kong) Limited 諾信資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-03-21 | 2015-01-29 |
| Nuoxin Capital (Hong Kong) Limited 諾信資本(香港)有限公司 |
RO | Type 9 — Asset management | 2011-03-21 | 2015-01-29 |