Vivian Leung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Leung (梁慧雲), a licensed Representative with CE reference ADT505. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 2.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2025-12-15 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2025-12-15 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2025-12-15 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-09 | 2006-08-19 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-09 | 2006-08-19 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2006-02-09 | 2006-08-09 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 4 - Advising on securities | 2006-02-09 | 2006-08-09 |
| CITIC Frontier China Research Limited 中信投資研究有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-12 | 2006-02-01 |
| CITIC Frontier China Research Limited 中信投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2004-08-12 | 2006-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vivian Leung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.