David (SFC:ADR496) Lee

CE No. ADR496 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David (SFC:ADR496) Lee (), a licensed former licensee with CE reference ADR496. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Nomura Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts present 2004-08-01
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities present 2004-08-01
Nomura Futures (Hong Kong) Limited Rep Type 5 - Advising on futures contracts present 2004-08-01
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 6 - Advising on corporate finance present 2004-08-01
Nomura Futures (Hong Kong) Limited Rep Type 9 - Asset management present 2004-08-01
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 9 - Asset management present 2004-08-01

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