David (SFC:ADR496) Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David (SFC:ADR496) Lee ( ), a licensed former licensee with CE reference ADR496. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | present | 2004-08-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-08-01 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | present | 2004-08-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-08-01 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 9 - Asset management | present | 2004-08-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2004-08-01 |