Lok Sang Kok
郭樂生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Sang Kok (郭樂生), a licensed former licensee with CE reference ADR475. This person has 3.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-13 | 2015-11-20 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-13 | 2015-11-20 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 9 - Asset management | 2015-03-13 | 2015-11-20 |
| Infinity Strategic Advisors Limited | RO | Type 4 - Advising on securities | 2006-02-16 | 2008-04-30 |
| Infinity Strategic Advisors Limited | RO | Type 9 - Asset management | 2006-02-16 | 2008-04-30 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-30 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-30 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Sang Kok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.