Semee Sum Mei Pong

龐森美
CE No. ADR140 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Semee Sum Mei Pong (龐森美), a licensed former licensee with CE reference ADR140. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Luk Fook Securities (HK) Limited
六福證券(香港)有限公司
Rep Type 1 — Dealing in securities 2011-12-20 2023-01-16
RHB Securities Hong Kong Limited
興業金融證券有限公司
Rep Type 1 — Dealing in securities 2010-03-08 2011-12-13
Ark Securities (Hong Kong) Limited
同舟證券(香港)有限公司
Rep Type 1 — Dealing in securities 2004-08-17 2009-11-28
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 — Dealing in securities 2004-05-10 2004-08-08
Luen Fat Securities Company Limited
聯發證券有限公司
Rep Type 1 — Dealing in securities present 2003-11-12
Luen Fat Securities Company Limited
聯發證券有限公司
Rep Type 4 — Advising on securities present 2003-11-12
Luen Fat Securities Company Limited
聯發證券有限公司
Rep Type 6 — Advising on corporate finance present 2003-11-12
Luen Fat Securities Company Limited
聯發證券有限公司
Rep Type 9 — Asset management present 2003-11-12

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